Broker Check

Our Company

Ledgestone Capital Management, LLC is a Registered Investment Advisor (RIA).  As an RIA, we are compensated by the advisory fee we charge.  We do not receive commissions to sell investment products or have hidden fees.  By contrast, financial advisors who are employed by banks, insurance companies, and brokerage firms are “registered representatives” of a broker-dealer (B/D).  As employees, these advisors may be encouraged to promote in-house products and services that yield the largest commissions for them and greatest profits for the B/D firm.  This potentially poses conflicts of interest with clients.

As an RIA, we must uphold a “fiduciary” standard.  This means we have a legal obligation to put our clients’ interests ahead of our own. 

As a privately owned firm, we are free from outside influences. We proudly sit on the same side of the table as our clients and simply focus on providing objective, personalized advice.  We believe that this approach enables us to serve our clients with no conflict of interest. 

Ledgestone Capital Management is an investment advisor firm with its principal place of business located in Missouri.  Ledgestone Capital Management and its investment adviser representatives are in compliance with the current registration requirements imposed upon registered investment adviser firms by those states in which we maintain clients.   Ledgestone Capital Management may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements.